1,300 firms sent survey by FCA on retirement income advice
Regulator hopes that findings provide an indication of how companies are implementing the Consumer Duty
FCA
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FCA to restrict movement of Odey AM assets
Following several funds suspending trading
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10 firms hit with restrictions as FCA continues AR crackdown
Appointed representatives accounted for more than half of the total value of recent claims to the FSCS
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FCA cracks down on ‘wild west’ of crypto advertising
But concerns remain over the regulator classifying the asset as a Restricted Mass Market Investment
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Is financial advice too expensive – and just for the wealthy?
IA spoke with a number of firms to discuss cost, education, advice-guidance boundaries and value for money
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Three IFA firms forced to withdraw offers to former BSPS members
FCA is ‘seriously concerned’ that they ‘were not calculated’ in line with its guidance
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UK regulator opens criminal investigation into DFM owner
To assess potential offences of fraud and money laundering
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What should advisers expect from FCA retirement income advice review?
52% believe regulator will recommend that a different investment approach is required for clients in decumulation
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UK-based IFA firm fails
As lifeboat scheme investigates advice company with links to British Steel Pension Scheme
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FCA removes permissions of advice business
Company had ‘not been open and co-operative’ with the regulator
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Five ways Consumer Duty will impact advisers and investment managers
Adviser community has always ‘adapted to new ways of working’
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FSCS investigating Portuguese advice firm with links to Sipp providers
Lifeboat scheme also announced two companies have failed