FCA launches cinema ad to highlight dangers of ‘hype-driven’ investments
It will be shown before film about GameStop scandal
FCA
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FCA bids to boost diversity and inclusion in financial services
As it also sets out rules to prevent bullying and sexual harassment in the industry
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UK-based advice firm fails
FSCS has received six claims against the company
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Are we entering a new age for investor communications?
As FCA research highlights how customer communications are not meeting needs
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Adviser network partners with regtech provider to better assess vulnerable clients
Enabling advisers to successfully identify vulnerable client characteristics
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The FCA’s action plan: How could it help cash savers?
After BofE revealed £250bn is sitting in deposits that don’t earn interest
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Three UK financial advice firms fail
FSCS has received seven claims so far against the companies
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UK regulator bans duo for British Steel Pension Scheme advice failings
Advisers will pay £155,000 in compensation
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FCA to introduce screening checks for financial adverts
Rules come into force in February 2024
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One-in-10 advisers planning to quit due to Consumer Duty
More than a third say regulations are harming their mental health
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UK-based IFA firm enters compulsory liquidation
Lifeboat scheme said it is is open to customer claims against the company
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UK wealth manager buys London-based IFA firm
Acquired business offers advice predominantly to female high net worth clients