FCA censures firm over mini-bond scheme
11,000 investors lost over £237m between 2014 and 2019
FCA
-
-
FCA revokes Irish adviser’s temporary permissions
Business can no longer undertake regulated activity in UK
-
FCA bans adviser for failures in advice given to BSPS members
With the FSCS paying out over £8.4m in compensation to customers
-
FCA bans two advisers over dishonest pension transfer advice
With the FSCS paying over £19m to former customers
-
PFS creates panel to set standards around sustainable financial advice
It will give advice on climate change and sustainability goals
-
Financial advice company declared in default
FSCS has received eight claims about unsuitable pension advice
-
FCA launches cinema ad to highlight dangers of ‘hype-driven’ investments
It will be shown before film about GameStop scandal
-
FCA bids to boost diversity and inclusion in financial services
As it also sets out rules to prevent bullying and sexual harassment in the industry
-
UK-based advice firm fails
FSCS has received six claims against the company
-
Are we entering a new age for investor communications?
As FCA research highlights how customer communications are not meeting needs
-
Adviser network partners with regtech provider to better assess vulnerable clients
Enabling advisers to successfully identify vulnerable client characteristics
-
The FCA’s action plan: How could it help cash savers?
After BofE revealed £250bn is sitting in deposits that don’t earn interest