The FCA’s 14-point action plan part 2: What you need to know
As financial advisers have a considerable part to play when it comes to making sure the requirements of Consumer Duty are met
FCA
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40% of DC savers don’t know if their pensions are invested responsibly
With 63% saying they would feel more engaged if their pensions were
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UK firm declared in default in regard to pension advice
With FSCS receiving 14 claims
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PEOPLE MOVES: FSCS, Quilter, Canaccord
Management business appoints co-chief investment officers as another firm hires interim chief executive
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Advisers must consider property wealth in light of Consumer Duty
As statistics show more UK personal wealth is accumulated in property than anything else outside private pensions
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House of Lords to investigate relationship between regulators and government
Following recent scrutiny of regulators including the FCA
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Worthstone partners with Collidr on sustainable MPS portfolios
Who will apply behavioural research and AI technology to screen and select suitable funds
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Three firms declared in default
With claims being made in relation to investment advice and life insurance
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Liverpool-based wealth manager enters special administration
Firm’s directors apply for court order
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FCA censures firm over mini-bond scheme
11,000 investors lost over £237m between 2014 and 2019
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FCA revokes Irish adviser’s temporary permissions
Business can no longer undertake regulated activity in UK
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FCA bans adviser for failures in advice given to BSPS members
With the FSCS paying out over £8.4m in compensation to customers