PEOPLE MOVES: FSCS, Quilter, Canaccord
Management business appoints co-chief investment officers as another firm hires interim chief executive
FCA
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Advisers must consider property wealth in light of Consumer Duty
As statistics show more UK personal wealth is accumulated in property than anything else outside private pensions
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House of Lords to investigate relationship between regulators and government
Following recent scrutiny of regulators including the FCA
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Worthstone partners with Collidr on sustainable MPS portfolios
Who will apply behavioural research and AI technology to screen and select suitable funds
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Three firms declared in default
With claims being made in relation to investment advice and life insurance
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Liverpool-based wealth manager enters special administration
Firm’s directors apply for court order
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FCA censures firm over mini-bond scheme
11,000 investors lost over £237m between 2014 and 2019
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FCA revokes Irish adviser’s temporary permissions
Business can no longer undertake regulated activity in UK
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FCA bans adviser for failures in advice given to BSPS members
With the FSCS paying out over £8.4m in compensation to customers
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FCA bans two advisers over dishonest pension transfer advice
With the FSCS paying over £19m to former customers
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PFS creates panel to set standards around sustainable financial advice
It will give advice on climate change and sustainability goals
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Financial advice company declared in default
FSCS has received eight claims about unsuitable pension advice