AJ Bell: Key events for advisers watch out for this month
The investment platform picked out three dates
FCA
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Quilter sees record net inflows; flags £76m remediation cost following FCA review
Review into delivery of ongoing advice show limited cases where clients may not have been provided with expected level of service
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Why now is the right time for FCA review of model portfolios
Areas expected to be covered include assessments of value, writes Sparrows Capital’s David Ogden
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Analysis: Are fortunes improving for multi-asset funds?
As interest in the mag seven and MPS wobbles, and tax changes are introduced, many believe now is the time for multi-asset funds to shine
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FCA says most advisers delivering but some still need to ‘put things right’
The regulator has looked at data from 22 of the largest firms
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Treating vulnerable customers fairly: What does this mean in practice?
Oxford Risk’s Greg B Davies looks at the importance of having a robust process for monitoring vulnerable clients
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FCA to widen wealth manager and retail access to bonds
Proposals aim to reduce costs and barriers for companies raising capital, while improving opportunities for retail investors
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Simplify: Should financial advisers embrace AI?
Just 6% of IFAs currently use AI tools in their services to clients, according to data from Opinium
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SJP equity fund aligns with SDR Sustainability Focus label
The external fund manager will also change, with Schroders taking over as the fund’s sole manager
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‘Value for money’ delivery by advisers on the rise
Advisers and clients agree that ‘accessibility is paramount’
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Three New Year’s resolutions the FCA may like to crack in 2025
Regulator likely to focus on three key areas, writes Sparrows Capital’s David Ogden
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FCA launches CCI retail disclosure consultation
New product framework for CCIs, including investment trusts, aims to simplify information for retail investors