FCA scrapping ‘name and shame’ public interest enforcement test
It will not take forward proposal to shift from exceptional circumstances test
enforcement
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FCA lays out proposed changes to enforcement process
Four significant changes have been made to the FCA’s plans in response to feedback
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FCA enforcement investigation proposal is ‘radical departure’ from norm, warns AIMA
In response to FCA’s proposal to release enforcement investigation information before a decision is made
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FCA fines advice firm £898K and bans pair over British Steel pension transfers
Firm operated a contingent charging model
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FCA planning to announce investigations and speed them up
Decisions would be taken on a case-by-case basis