FE fundinfo snaps-up AdviserAsset
AdviserAsset offers a range of tools for financial advisers
Due Diligence
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FCA fines Coinbase UK subsidiary £3.5m for onboarding high-risk clients
CB Payments Limited onboarded more than 13,000 high-risk clients who executed $226m worth of transactions
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FCA charges nine finfluencers over unauthorised investment scheme
Defendants will appear in court on 13 June
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Gibraltar ups due diligence for stock exchange approval
The Gibraltar Stock Exchange (GSX) is giving companies the option to undergo third party commercial due diligence, as part of its efforts to mitigate the impact of Brexit.
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Prudential commissions due diligence guides for advisers
The belief that due diligence on investment products shouldn’t rest solely with advisers has seen Prudential commission two independent research companies to produce four guides to support financial advisers in meeting their research requirements.