Empowering consumers for good outcomes
Recent proposals from the chancellor raise more questions than answers writes Morningstar Wealth’s Steve Owen
Consumer Duty
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Trading tantrums: Should DIY platforms stop treating investors like children?
In restricting access to certain funds and trusts, are platforms making an assumption that DIY investors are incapable of grown-up value assessments?
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Boring Money and Broadridge launch Consumer Duty data solution
Brings together Broadridge’s value reporting and data with Boring Money’s demographic and perception data
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Defaqto launches Consumer Duty profiles for 20 MPS portfolios
Now available in Defaqto Engage and Centra software
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Q&A with Simplify Consulting
As the firm gives an outlook on 2024
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Advice firms launch organisation to tackle sustainability issues
With mental health in the workplace being chosen as initial engagement focus
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P1 Platform launches customer app
To improve adviser’s relationships with clients
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When advisers question their platform, the answers better be good
As advisers expect the platforms they use to support them on securing good client outcomes
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Wealth management sector paid out £3.8m in FCA fines this year
An FOI request by Oxford Risk has revealed
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Advisers switching fee structures in reaction to Consumer Duty fair value
With 3% of firms still in noncompliance
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75% of advisers concerned about inflation when considering retirement income for clients
While 61% highlighted the challenge of changing regulation
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The FCA’s 14-point action plan part 2: What you need to know
As financial advisers have a considerable part to play when it comes to making sure the requirements of Consumer Duty are met