The Chartered Institute for Securities & Investment (CISI) and the Financial Industry Regulatory Authority of the USA (FINRA) have unveiled an agreement to cooperate on exams and membership, in response to a need they say has been created by the UK’s Retail Distribution Review.
The Chartered Institute for Securities and Investment is introducing mandatory integrity and ethics tests for all its members, as part of its commitment to promote high standards in financial services.
The CISI has formed an advisory council to support its development in Gibraltar.
The financial services sector is split over whether or not the UK would be better off leaving the EU
The Chartered Institute for Securities & Investments is to rename one of its first qualifications.
The CISI today launched its so-called Investment Advice Diploma, to comply with the FSA’s RDR.
