Advisers advocate minimum qualifications for staff
As regulator prescribes criteria for senior and junior staff joining broking and advice firms
CII
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CII cannot ‘legally challenge’ firms faking chartered status
As spot check finds 47 advice companies on Unbiased which are not on the institute’s database
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Is Bahrain the next big Middle East advice market?
‘Framework that is used to deliver financial advice is not as progressive as in the UK’
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Mandate qualifications for advisers, UAE regulator urged
Move will help ‘weed out the unscrupulous elements who bring ill-repute to professional advisers’
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PEOPLE MOVES: ASI, Cazenove Capital, Intelliflo
Investment firm names global head, while Schroders wealth management subsidiary bolsters UK presence
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Will Saudi Arabia become a big financial advice player?
CII is exclusive provider of professional exams for the kingdom’s finance academy
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Schroders and Lloyds joint venture unveils adviser academy
It will ‘address a national need to repopulate the wealth advice sector’
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CII bolsters Saudi Arabia adviser education programme
It is a ‘very significant development for the Middle East’s insurance and financial planning sectors’
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Industry body rolls out MBA in Islamic finance
The part-time two-year graduate degree will help ‘professionals develop comprehensive knowledge’
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Are diversity policies having any impact?
More than 900 chartered firms will have D&I strategy in place at year-end says CII
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Will covid-19 spark more M&A in the UAE advice sector?
‘Lack of enforceable penalty for non-compete/poaching of staff can leave purchaser incredibly exposed’
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PFS and CII unveil global ESG qualifications
In a bid to meet rising demand in the retail investment sector