Duo banned after 260 investors duped out of £3.5m
Victims were sold shares of an online marketing company
Ban
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Former Standard Chartered private banker banned for 21 months
After the Hong Kong financial regulator found he breached the group’s internal policies
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Hong Kong financial watchdog hands out two-year ban
They ‘failed to act with due skill, care and diligence and in the best interests of the clients’
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FCA abandons work on platform exit fees due to coronavirus
Proposed ban one of the few issues the regulator sought to address following platform market study
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Trio of financial advisers on sex offender register banned
They were all handed custodial sentences for varying charges
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Singapore regulator bans wealth manager for life
For his role in the scandal-hit Malaysian sovereign wealth fund 1MDB
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Battered British expats face stormy end to 2020
Lack of Brexit deal comes in tandem with some banks shutting accounts for Brits in EU
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UK regulator bans IFA directors over false Sipp statements
Duo ‘have no place in the financial services industry’ after they duped pension provider James Hay
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UK bans sale of crypto-derivatives to retail clients
Well-known tokens include Bitcoin, Ether and Ripple
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Contingent charging ban set to go live
It is expected to trigger greater exodus of advisers from the DB pension transfer market
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Advisers continue exodus from DB transfer market
As over 190 firms gave up permissions in the last three months
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UK regulator bans financial adviser over £2.3m fraud
After he was sentenced to 30 months’ imprisonment in 2017