UK regulator bans jailed financial adviser
He stole more than £600,000 from family members
Ban
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UK regulator bans disqualified advice firm director
He also failed to inform the FCA of his bankruptcy
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IFA banned after bad advice costs pension savers £24m
Clients invested in ‘high-risk’, ‘relatively illiquid’ and ‘unregulated’ schemes
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Director gets 14-year ban for £13m property investment ‘Ponzi’
He promised substantial returns but instead transferred the funds abroad
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Hong Kong eyes crypto retail trading ban
Regulator has proposed restrictions on cryptocurrency exchanges in the territory
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Holiday park directors banned over failed investment scheme
161 people invested £14.2m but the chalets were never built
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UK regulator bans and fines financial adviser
After he provided investment advice to retail customers when he ‘was not qualified or approved to do so’
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Child-grooming financial adviser faces ban
He was handed a 22-month prison sentence in 2017, suspended for 18 months
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India to ban Bitcoin?
Source suggests trading and holding cryptocurrencies will become illegal
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Aussie regulator bans financial adviser for three years
He ‘failed to provide’ advice in the best interests of his clients
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Unregulated financial adviser with six aliases banned
She was already convicted and disqualified in 2009
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FCA makes mass-marketing ban for mini-bonds permanent
UK financial watchdog introduced a temporary measure at the beginning of 2020