Avacade duo granted appeal over ban
As judge finds discrepancies in disqualification orders
Ban
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Director receives 10-year ban over wine investment scheme
It is a ‘stark warning’ to those ‘who think they can abuse their investors’
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Director banned for 11 years over £6.7m investment scam
He has ‘left countless people out of pocket’
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Dubai firm director slams DFSA after failed fine and ban appeal
He says ‘no accusations of fraud or wrong-doing took place’ and ‘no clients’ lost any money
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Hong Kong relationship manager banned for 10 years
After ‘misrepresenting’ her academic qualifications to former employers Julius Baer and Bank of Singapore
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‘Ethical water’ investment scam directors banned
Scheme ‘robbed a number of elderly people of a large chunk of their life savings’
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India eyes crypto ban
But it is considering the introduction of a national digital currency
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£116,000 fine and ban for ‘reckless’ pension switching advice
Nearly 50% of client’s retirement pots invested in a high-risk strategy
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IFA banned for misleading taxman and the FCA
He understated his income for five years
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Avacade duo handed six-year bans
After they paid themselves £1.3m and ignored creditors
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FCA confirms ban against adviser arrested for child grooming
His appeal to have the decision overturned failed
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British Steel adviser appeals proposed FCA £1.3m fine and ban
The decision notice will only take effect if Upper Tribunal supports the watchdog’s findings