FCA bans adviser in regard to DB pensions transfers
He had advised 422 customers, 183 were BSPS members
Ban
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FCA bans two advisers over dishonest pension transfer advice
With the FSCS paying over £19m to former customers
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UK regulator bans duo for British Steel Pension Scheme advice failings
Advisers will pay £155,000 in compensation
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Director hit with 14-year ban for £2.8m oil company investment scam
‘Lengthy disqualification ordered by the court illustrates the seriousness of his actions’
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Investment manager fined and banned in Qatar
After he ‘provided misleading information’ to the regulator
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Former Singapore private bank deputy CEO banned for 10 years
Regulator said he failed to file suspicious transaction reports related to 1MDB
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‘Contemptible act’ sees insurance agent banned in Hong Kong
She lied about her academic qualifications
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UK financial adviser banned
He stole around £300,000 via a ‘dishonest and sophisticated scheme’
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Ex-financial adviser banned in Australia
Following a conviction for dishonest conduct and providing forged documents to the regulator
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Hotel investment scheme directors banned
They took around £9m from victims
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Former Australian adviser faces 17 charges
He was permanently banned from the industry for an unrelated matter in 2016
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Five ex-directors banned over unsuitable pension advice
They have also been fined over £1m in total