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According to the FCA, the UK-headquartered asset manager broke rules designed to limit investors’ exposure to risk on more than 33 occasions across more than 15 of its funds, accounting for more than 70% of the firms’ total £47bn in assets under management.
Here, International Adviser highlights several other instances where regulators have publically shamed the companies that refused to play by the rules.
Xavier Meyer comes in
Group will launch £4.5m in cost-saving measures over the coming months
The reluctance of platforms to allow for fractional trading means the inclusion of ETFs and investment trusts within MPS is being constrained
Record annual IHT take last tax year of £7.5bn likely to be beaten
Securing an income is no-longer purely a mathematical calculation, writes Oxford Risk’s Greg B Davies
Fund has split its fixed income exposure into four, rather than using a single broad index
