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According to the FCA, the UK-headquartered asset manager broke rules designed to limit investors’ exposure to risk on more than 33 occasions across more than 15 of its funds, accounting for more than 70% of the firms’ total £47bn in assets under management.
Here, International Adviser highlights several other instances where regulators have publically shamed the companies that refused to play by the rules.
TIME hires from Octopus
Fixed income funds also shed record amounts of cash during August and September
Third month in a row of overall inflows
Aiming to bring more former sport pros into the advice industry
JPM UK Equity Core, Alliance Trust, SPDR MSCI ACWI ETF and Xtrackers S&P 500 Equal Weight ETF also made the grade since March 2024
Removing IHT relief from AIM likely to result in significant volatility
