Click here for insights on the pros and cons of keeping or deleting client data, including a case study with financial planner Investors Planning Associates, in the latest digital edition of International Adviser.
Pros and cons of deleting client data
Financial advisers need to establish a data management policy that balances the rights of the client against the firm’s right to meet regulatory requirements or potentially defend a legal claim, according to Nick Eatock, executive chairman of UK based back office software support Intelliflo.
