FCA refuses to authorise more than 340 firms
As it prevents 12 financial advice companies from phoenixing
Tax & Technical
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UK regulator rolls out DB transfer assessment tool
To examine financial advice given before October 2020
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Argentina passes ‘one-off’ wealth tax
To raise $3.5bn to pay the country’s covid-19 bill
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US fund manager charged for defrauding retail investors
He and his company misappropriated $7m in client money via real estate investments
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Advisers warned about social media risks
While UK regulator to send out third covid-19 financial resilience survey
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German bank to shut accounts of US customers
As savings firm denies services to dual UK and American citizens due to Fatca
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Relief as UK advisers exempt from EU cross-border tax reports
But likely equal measure of frustration for firms that had to work towards adopting the directive
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Regulator error opens door for FNZ to appeal merger ban
As competition authority reveals it made mistakes in its market share calculations
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Aussie regulator sues superannuation fintech firm
It claims provider made misleading statements in its marketing material about investing in property
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What options do diverse families have when estate planning?
Their situation is ‘likely to be more complex and with more issues to consider’
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‘Accidental’ Americans launch Fatca legal actions in Europe
They argue Belgium and Luxembourg should stop ‘illegal’ transfers of data to the US
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UK tax adviser jailed after ‘guilty’ fraud plea
He conned a client out of more than £45,000