Issues over client’s mental capacity need better understanding
Advisers should have regular, updated training about what they need to look out for
Advisers should have regular, updated training about what they need to look out for
Acquisition of London & Capital’s UK wealth arm is one of several expected in the next few months
Assets under management were up 5% and new business increased by 3%
Customers could now get back the money they have lost
Investec remains sceptical as it closes robo-advice business amid financial losses
Adviser is ‘not a fit and proper person to perform any function in relation to regulated activity’
Geoff Cook takes on consultancy role at UK investment manager
Forestry fund owes millions of pounds to its lender after it declared default in 2017
But the FCA said more work needs to be done before it can intervene
Financial advice firm finds HMRC receipts have risen rapidly since 2014-15
Lighthouse clients will initially also have access to the app at least until its acquisition by Quilter is finalised
‘Customers are being hampered by inflexible and infrequent payments and a lack of innovation’