Ex-Beaufort Securities investment manager pleads guilty
To conspiracy to commit securities fraud and violating Fatca
Regions
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Date set for seismic UAE legislation to go live
BOD49 has been gazetted and will come into force in six months
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The slowly developing Italian IFA space
The country is not used to the concept of financial planning yet
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Paraplanner targets IFAs with platform cost comparison tool
As Legal & General commissions a similar website for clients looking at annuities
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US in the news: Nuveen makes CEO change
A round-up of the latest people moves and M&A deals in North America
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RL360 CEO talks international life sector regulatory challenges
With changes and implementation high on the list
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South African regulator scrutinises Old Mutual payout delay
As family forced to bring body of deceased loved one to branch for funeral claim payment
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PEOPLE MOVES: Franklin Templeton, St James’s Place, EFG
CEO change at global asset manager, while former LGIM head of personal investing joins wealth firm
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Newly created IFA in ‘active discussions’ with 20 UK firms
Former head of wealth at Kingswood takes on chief executive role at M&A-hungry business
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Brooks Macdonald buys Scottish wealth manager for £39m
It intends to raise approximately £30m via an equity placing
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IFAs not sold on Office of Tax Simplification’s IHT proposals
Only 19% believe they will have a positive impact if introduced
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CFA UK unveils ESG qualification with European expansion plans
As IFA partners with Cannacord Genuity WM to offer responsible futures investment range