nikko am appoints president to lead se asia growth
Nikko Asset Management has appointed Eleanor Seet as president of Nikko AM Asia.
Asia
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asia pacific overtakes europe in the wealth stakes
The number of high net worth individuals in Asia-Pacific grew almost 10% to 3.3m in 2010, exceeding Europe for the first time ever.
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solomon fined for black swan deal
Hong Kong regulator the Securities and Futures Commission has reprimanded Solomon Independent Financial Advisors and fined it HK$1.5m.
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gs wealth surrenders licence in singapore
GS Wealth, a Singapore advisory firm specialising in expatriates, is surrendering its licence to operate in the city-state.
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ifa channel growing in asia
Independent financial advisers represent a substantial and growing distribution channel in Asia, NMG Consulting research shows.
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ifast hong kong disavows links to ifastcorporg website
iFAST Financial (HK) Ltd, an arm of the Singapore-based iFAST funds platform operator, said it and its platform services business were not related “in any way” to an entity with the website “www.ifastcorp.org.
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citigroup asia fined hk dollar 6m over ponzi scheme
Citigroup Global Markets Asia has been fined HK$6m by Hong Kongs regulator the Securities and Futures Commission.
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partners capital expands into asia
Private investment office, Partners Capital, has set up a Hong Kong office, its first in the Asia region.
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barclays wealth adds to MENA team
Barclays Wealth has made a further senior appointment to its ultra high net worth team in the MENA region.
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asia must take pragmatic approach to adopting global reforms
Asian nations should take a pragmatic approach to adopting financial regulatory reforms aimed at addressing shortcomings exposed by the financial crisis.
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two fined hk$47,000 by sfc for advising without a licence
Two men purporting to be qualified financial advisers have been fined a total of HK$47,000 by the SFC.
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wave of m&a activity expected by chinese financial firms
More than 75% of Chinese financial companies are considering completing M&A in the Asia region in the next 12 months.