How to meet financial regulation in the letter and the spirit of the law
Suitability regulations should be more than a box-ticking exercise, writes Oxford Risk’s Greg Davies
Suitability regulations should be more than a box-ticking exercise, writes Oxford Risk’s Greg Davies
The race for Consumer Duty has only just begun, writes Morningstar’s Steve Owen
Tool uses ‘complete and continuously maintained datasets’
Floris Jakobus Huisamen told to hand over £31,800
MPs Siobhain McDonagh, Bob Blackman and Baroness Bowles voiced concerns over removal of consumer proections
As regulator looks to scrap requirements for small and medium companies
They are now allowed to buy and sell government bonds through country’s financial regulator
They will have to send their banks in India advance notifications or face having transactions cancelled
They are apprehensive and confused about the frequest changes to various rules
There remains considerable confusion about what should be taxed, claimed back and exempted
Giving rise to concerns that it could push more IFAs out of an ‘already bleeding market’
Non-residents will be taxed if transaction value exceeds INR 20m in India