Boiler room fraudsters ordered to refund $3.2m to victims
Investors were cold-called and pressured into opening trading accounts to invest in securities
Latest news
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Have long-term low rates skewed investment projections?
‘It is vitally important they are realistic, understandable and consistent’
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Over 80% of UK advisers expect AuM rise in next 12 months
63% believe the number of fee-paying clients will increase over the same period
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Most UAE workers financially unprepared for critical illness
Just over a quarter would not be able to support themselves for a month
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Patience wearing thin with FCA’s ‘snail pace’ Woodford progress
Watchdog must ‘recognise its own failings in this saga and not just act as judge, jury and executioner’
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Should advisers be required to get a covid vaccine?
‘We all have a responsibility to ensure that the health and safety of both clients and staff is put first’
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Just 8% of advisers say clients have weathered covid storm
While pandemic boosts Brits’ interest in ethical and sustainable investing
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Are the Nordics an overlooked wealth market?
Surge in pandemic-driven wealth is pushing investors towards greater flexibility
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UK to extend Priips exemption for Ucits by five years
As government says retail disclosure review findings could lead to ‘changes’ in regulation
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PEOPLE MOVES: Mirabaud, Charles Stanley, Amundi
Private banking group hires CEO of European platform, as wealth firm names MD of investment management
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Spain, Gibraltar and UK reach tax residency agreement
To ‘eliminate tax fraud’ and conflicts arising from being resident in both jurisdictions
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FCA Woodford decision not ready until end of year
Regulator claims to have made ‘substantial’ progress on investigation