Raymond James splashes out £280m on Charles Stanley
Deal will add £27.1bn in client assets to the group
Deal will add £27.1bn in client assets to the group
Following reports that victims were being misled by its telephone handlers
Improved performance has attracted more retail investors in the region By Michelle Ng
A recent decision by the Indian regulator has sparked debate on having ‘skin in the game’
‘Investment companies are still at a disadvantage in having to produce these toxic disclosures’
As it reports 11% rise in total funds under management in H1 2021
Asset manager names global COO, as fund administrator hires head of business development
He and four others stole over £20m of investor funds to pay for luxury properties around the world
After ‘severe’ disruptions caused ‘harm to consumers and negatively affected market confidence’
He pleaded guilty to fraud and carrying out regulated activities
To provide financial advice to staff, players and the community
But fall in number of convictions shows ‘legal deterrent is practically non-existent’