Swiss-Asia AM fined HK$3m for regulatory breaches
It failed to monitor record keeping and trading activities in discretionary accounts
Latest news
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PEOPLE MOVES: Novia Financial, DWP, Nuveen
Platform COO departs, as UK government names pensions minister
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FSCS backtracks on advice firm failure
As liabilities may fall onto another company that is still in business
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LGT boosts proposition for financial advisers
As it hires ex-Quilter Cheviot investment manager to run its international model portfolio service
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Four fraudsters sentenced over £5.4m gold mine investment scheme
They told 340 victims they could expect 250% returns plus bi-annual revenue payments
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Canada Life to exit UK individual onshore protection market
To focus on its international offshore business
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Australia delays financial adviser register
They will have an additional six months to sign up to the regulator’s portal
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Charles Stanley unveils international trading tool
‘Access to global investment opportunities is an important component of any diversified portfolio’
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Europeans better placed for retirement than Brits
With UK women most financially unprepared for later life
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IFA group inks 10th acquisition of 2022
It has its ‘biggest ever’ pipeline of M&A deals coming in the next 18 months
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PEOPLE MOVES: Openwork, Amundi, IQ-EQ
UK advice network makes c-suite changes, while investment firm hires CEO for Czech Republic
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Hansard eyes Middle East product roll out in 2023
While it reports new business fell 21%