Regulator issues second rebuke of FNZ-GBST merger
Deal would ‘substantially reduce competition’ and lead to ‘higher prices or poorer service’ in UK market
Deal would ‘substantially reduce competition’ and lead to ‘higher prices or poorer service’ in UK market
Bank failed to establish source of wealth and funds of clients and beneficial owners
Those lacking a visa and/or residency may be in danger of breaching EU visitor rules
After he provided investment advice to retail customers when he ‘was not qualified or approved to do so’
And impact their profitability as current climate is seen as unsustainable
He scammed 37,000 people in 136 countries out of nearly $65bn
Standards are ‘typically high’ but ‘issues can arise within a minority of mainly smaller firms’
How much, how often and what to do if you breach the limits?
But Zurich Middle East CEO remains ‘committed’ to a ‘multi-channel distribution strategy’
Watchdog says it is carrying out ‘unauthorised financial services to unsuspecting financial consumers’
‘There is more focus than ever before on sustainability, green investment and ESG considerations’
UK tops the list with biggest sum recouped of more than $250m