UBS fined $8.1m over ETP sale compliance failures
‘Advisory firms must protect clients from inappropriate investments in complex products’
‘Advisory firms must protect clients from inappropriate investments in complex products’
To reduce ‘potentially misleading information being displayed’
Amid concerns reparations could have a ‘significant impact’ for markets and pension freedoms
It will ‘prove valuable to those who are unfamiliar with the process and the forms requiring completion’
To focus on DB pension transfers and reducing harm in consumer investment market
Government body warns they may be facilitating tax avoidance
As Brexit stripped them of healthcare coverage when visiting the UK
He also failed to inform the FCA of his bankruptcy
Customers ‘suffered harm’ after they were sold policies over the phone
Government body says it is ‘aware’ of ZAR400bn in offshore accounts
Remedy package ensures that firms ‘will continue to have a good choice’
‘Even where people ask for a quote, they are far less likely to turn that into a transfer’