Advisers lack post-wealth transfer strategy
Many are worried their business will lose assets as they fail to retain clients
Tax & Regulation
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Aussie financial adviser convicted and fined
After breaching regulatory ban
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Investment firm charged over selling high-risk bonds to retirees
Products were ‘only suitable for customers with substantial financial resources’
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How attractive is the Portugal NHR 10-year tax holiday?
Non-habitual resident scheme has been ‘extremely successful’ in generating revenues
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UAE investment firm gets fund management licence
It aims to offer products ‘that deliver excess returns in the medium and long term’
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Advice network unveils Consumer Duty hub
It has been designed to ‘deliver support in every area of meeting these requirements’
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How to incorporate sustainability in estate planning
Taking care of IHT liabilities should not be the only goal
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Charles Schwab to pay $187m to robo-advice clients
After regulator found its subsidiaries did not disclose ‘hidden’ fees
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UK Ombudsman eyes changes to funding model
It needs to be ‘more resilient to cope with unpredictable volumes of complaints’
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Conman jailed over bid to defraud pensioner out of £67,000
Victim was trying to recoup £4m he had invested in a wealth management scam
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Hotel investment scheme directors banned
They took around £9m from victims
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Wide-ranging pension transfer costs raise regulatory eyebrow in Guernsey
After advisers reported issues with moving their clients’ pots