Tax pensions on death, UK government told
DC schemes front and centre but scant mention of defined benefit pots
Tax & Regulation
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Aussie adviser jailed for superannuation fraud
He dishonestly took money from his clients
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FCA to review compensation limits for pension claims
As the regulator continues to move towards a ‘polluter pays’ FSCS model
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FCA eyes replacement to Priips regime
‘The current rules make it very difficult for consumers to get the information they need’
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FCA begins targeted review of appointed representatives
It is writing to principal firms requesting mandatory information about their ARs
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UK to scrap Priips regulation
It has been criticised for the misleading information that it provided to investors
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Two more advice firms shut up shop in the UK
A total of 22 claims have already been filed with the FSCS
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Qatar regulator bans and fines trust firm director
Business was handed a £6.8m financial penalty in 2018
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FCA takes hard line on rogue financial promotions
Additional measures aim to clamp down on illegal, unfair or misleading marketing
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‘Misleading’ tobacco claims land Vanguard with greenwashing fine
Firms ‘must be able to substantiate the full exclusion’ of investments
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Director banned over £8m care home investment scheme
He has been handed a 10-year disqualification order
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‘Woeful’ British Steel IFA company fined £2.4m
It provided unsuitable pension transfer advice to both BSPS and other DB members