Is a regulatory reprieve on the cards for small advice firms?
UK’s Financial Conduct Authority to review its impact
UK’s Financial Conduct Authority to review its impact
Chinese regulators set to sign deals with German watchdog within the next few days
The FCA’s focus around Mifid II in 2018 was on cost and charges
Gibraltar, Jersey, Guernsey and IoM outline strategies after EU withdrawal agreement goes down in flames
The MoU expands the Hong Kong regulator’s mutual recognition of funds network to five
British Overseas Territories will now have until 2023 to comply
Advisers can create custom reports for clients
People leaving the country would need to be registered or departure could be refused
Spoiled for choice – Italian government offers prospective residents sun, good food and low taxes
FSCS offers additional compensation to those ‘let down’ by Active Wealth
Number of people investing up but risk of ‘poor value’ services still high Click through the slides below to see the key concerns flagged up by the Financial Conduct Authority.
UK watchdog sent a letter after concerns about potential ‘unlawful’ promotion of financial products