Financial advisers unimpressed with Mifid II
Industry says its failed to deliver on objectives to improve integrity, fairness and efficiency
Industry says its failed to deliver on objectives to improve integrity, fairness and efficiency
Otherwise, under regulation changes, they won’t be able to keep receiving financial advice
Business code leads firms away from ‘certain countries and adviser groups’
Permanent restrictions on sale of contracts for difference (CFDs) both direct and via intermediaries
Request for information submitted to Malta’s attorney general by counsels for the defence
It has published guidelines that will be effective from 23 September 2019
UK lifeboat scheme investigation into London Capital & Finance showed misleading advisory practices
It will be able to modify bilateral agreements without fully renegotiating them
UK watchdog boss blames regulation over fund issues and ‘puzzling’ timeline from Bailiwick exchange
Creation of the Fraud Investigation Service boosted money retrieval
Change will come in force in April 2020, while current rules allow 22 months
Partners with trust company service provider to enhance outreach