UK Labour Party calls for inquiry into FCA failures
Before top boss Andrew Bailey becomes governor of the Bank of England
Tax & Regulation
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Dubai regulator fines defunct wealth firm nearly $250,000
After it was suspended for, among other things, illegally promoting an unregulated foreign fund
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SMCR burden to hit solo-regulated advice firms hardest
As freeze on FCA register updates means they will likely need to self-report their status
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France to cyber-stalk suspected tax avoiders on social media
Budget minister says it is ‘one more tool to fight fraud’
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Swiss private bank to pay extra $14m to US authorities
After ‘acknowledging’ it had failed to disclose all relevant accounts under a previous agreement
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Client endorsements biggest opportunity for advisers in 2020
As word of mouth remains top business boost going into the new year, Intelliflo says
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Hong Kong regulator fines Fidelity and Adamas
SFC slaps asset managers with penalties for breaching regulations
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What advisers should look out for in 2020
Aegon’s Steven Cameron shares his views about what the sector can expect from the FCA in the next year To find out more click on the slides below
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CII and Lloyd’s join forces with DIFC to boost insurance sector
Middle East is changing ‘significantly’ and the need for training and development is ‘ever increasing’
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UK government confirms introduction of pension dashboards
And collective defined contribution schemes in Queen’s Speech
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Lack of PI insurance biggest ‘struggle’ for advisers in 2020
With number of insurers in the space largely contracted
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Westpac fined A$9.15m over poor financial advice
Federal Court of Australia said former adviser breached best interest duties