FCA survey on advice firm financial resilience welcomed
As the UK watchdog looks to assess the impact of covid-19
Tax & Regulation
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UK regulator accused of lacking bite
As it fails to hold anyone to account a year after the Woodford scandal
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What are CGT implications for returning UK expats?
Bill can be ‘hefty’ so advisers need to make sure clients ‘don’t pay more than they need’
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Aisa Group trio passes Czech capital markets exam
End of passporting means it’s ‘essential firms like ours maintain appropriate EU investment licences’
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Ex-Chelsea footballer accused of €1m tax fraud
Prosecutors will reportedly ask for six-month prison sentence and a fine of more than €500,000
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What are the GDPR obligations of businesses?
Most firm should have few issues complying if they follow some pretty basic policies and procedures
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UK taxman in ‘urgent’ bid to re-start enquiries
Sharp drop in revenue likely motivating HMRC to kick-start reviews
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South African firm has licence provisionally suspended
It is allegedly operating an unapproved foreign collective investment scheme and offering 40% returns
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UK taxman account freeze orders up 177% in a year
And it could use ‘powerful weapons’ on those suspected of abusing coronavirus furlough scheme
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UBP granted Chinese licence
Mainland asset management unit of the private bank is expanding its footprint in the country
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Financial advisers can defer CPD to next year
While BMO Global Asset Management rolls out CPD tracking tool
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Investment Management body releases EU ESG guide for advisers
Sustainable Finance Disclosure Regulation is set to come into force in March 2021