US in the news: Canadian firm buys 20.5% stake in Rockefeller CM
A round-up of people moves and M&A deals across North America
Industry
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UK financial watchdog orders wealth manager to cease operations
Police arrest 48-year-old man in connection with regulator’s concerns
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Singapore advice firm sold to Nasdaq-listed business
As financial services group buys 35% stake in Lion City-based trust company
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IFA group purchases UK advice company
Founder of the acquired firm will be retiring with immediate effect
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PFS unveils independent governance review
CEO of the professional body says findings and suggestions will help ease members’ concerns
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PEOPLE MOVES: MFSA, Nomura, Marlborough
Malta regulator names CEO, as bank expands Asia wealth operation
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US seizes $112m from cryptocurrency investment fraudsters
‘Vicious’ scams have ‘devastated families and cost individuals their life savings’
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Four charged with fraud over alleged £1.4m investment scheme
Defendants will appear at Southwark Crown Court on 2 May 2023
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46% of UK investors eye funds focused on reducing carbon emissions
‘We see this trend gathering substantial pace over the next few years’
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Adviser support group launches UK advice business
Following the acquisition of two wealth management companies
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FCA to increase adviser fees to £94.6m
UK regulator sets out its business plan for 2023-24 financial year
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Advice business buys London-based financial planning company
Acquisition boosts assets under management to more than £1bn