Hong Kong insurance regulator to start imposing penalties
It has published guidelines that will be effective from 23 September 2019
Author: Cristian Angeloni
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UK financial planning firm eyes £20m fundraiser for M&A plans
It will offer convertible unsecured loan stocks worth £5,000 each
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Mini-bond investors received advice and can get compensation
UK lifeboat scheme investigation into London Capital & Finance showed misleading advisory practices
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Financial adviser charged with $43m fraud in the US
He stole funds that were supposed to be invested in Native American tribal bonds
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Canada passes bill to fight international tax avoidance
It will be able to modify bilateral agreements without fully renegotiating them
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Woodford exploited Ucits rules in Guernsey listings, FCA claims
UK watchdog boss blames regulation over fund issues and ‘puzzling’ timeline from Bailiwick exchange
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MetLife partners with Aussie advice industry to support women
Association of Financial Advisers and insurer set up professional development grant to attract talent
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Feeling comfortable is the top priority when choosing an IFA
You have to tell an adviser about the two most personal things of your life: who you love and your finances
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UK taxman recovers nearly £3bn from offshore tax evaders
Creation of the Fraud Investigation Service boosted money retrieval
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Kingswood secures M&A funds
Wealth manager plans to spend more than £100m on its acquisition strategy
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PEOPLE MOVES: River and Mercantile, IOOF, Stonehage Fleming
Changes at the top for the UK asset manager and Aussie financial adviser
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Time slashed for UK property owners to pay capital gains tax
Change will come in force in April 2020, while current rules allow 22 months